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Kosambi and the discourse of civilization

Sabyasachi Bhattacharya

The polymath’s most enduring and wide-ranging contribution to the interpretation of Indian history was his approach to the idea of India as a civilization.

D.D. Kosambi (1907-1966) was a polymath who made original contributions in diverse areas including pure mathematics, quantitative numismatics, Sanskrit studies, and ancient Indian history. But he is remembered today chiefly for his work as a historian. That is not without reason. That is where he made an enduring impact even if some details of his findings and observations may be open to question in the light of later research. If we try to situate his contribution to the interpretation of history, the most enduring and wide-ranging in significance appears to be his approach to the idea of India as a civilization.

When he wrote in 1965 his last major work, The Culture and Civilization of Ancient India, he gave a central place to the notion of civilization. He began with the question: what unifies Indian civilization amidst cultural diversities within? He goes on to ask: what explains “the continuity we find in India over the last three thousand years”? He underlines the importance of the “material foundation for Indian culture and civilization” and, in the concluding chapter, explores the reason why, in his judgment, the ancient civilization was destined to stagnate.

In posing such wide-ranging questions about the civilization in India, Kosambi differed from the general run of academic historians of his times for they rarely engaged in the discourse of civilizations. He was swimming against the current. The specialised and fragmented view in the academic historians’ professional writings did not usually add up to that vision of totality that the notion of civilization demands. The fact that Kosambi was never given his due by them in his lifetime can be, arguably, ascribed to their disdain for a non-professional who was not only an avowed Marxist, but also given to talking about a dubious entity called ‘civilization.’

On the other hand, when Kosambi talked about the Indian civilization, he entered a discourse of civilization that was developed by some of the most creative minds of twentieth century India, including Mahatma Gandhi, Rabindranath Tagore, and Jawaharlal Nehru. The questions that engaged such minds were roughly the same as those Kosambi grappled with. What kept India together as a civilization through the millennia? Was it a Hindu civilization, as some would have us believe? Is it possible to discern a continuity in this civilization from the prehistoric to colonial times? How does a notion of an ‘Indian civilization’ accommodate the immense diversities in the constituent communities and cultures? Is it necessary, even if it were possible, to talk of an ‘Indian civilization’? How did Kosambi’s intervention relate with the nationalist discourse of civilization?

It is interesting to recall that about two years after the birth of Kosambi (July 31, 1907), M. K. Gandhi, not yet the Mahatma, published his very first political tract, Hind Swaraj (1909). It was an unusual political tract in that it was mainly about India’s civilization. “It is my deliberate opinion that India is being ground down not under the English heels, but under that of modern civilization” (chapter VII). In a chapter entitled ‘What is civilization’ Gandhi poses a choice between what he considered to be true Indian civilization and the ‘materialistic’ civilization of Europe, for that choice would determine the outcome of the clash between the two. Gandhi virtually subordinates the political agenda before India to the cultural agenda and goes so far as to say our goal was not the expulsion of the English: “We can accommodate them. Only there is no room for their civilization” (chapter XIV).

Gandhi’s denunciation of Europe and idealisation of the non-materialistic tradition in India was, of course, distant from Kosambi’s emphasis on the material basis of India’s attainment of a high level of civilization. On the other hand, consider the fact that throughout the text of Hind Swaraj Gandhi never talks of a Hindu civilization. He talks of an Indian civilization. And the seminal notion of syncretism as the key to comprehending Indian civilization is already there in this very first piece of political statement by Mahatma Gandhi. He speaks of India’s “faculty of assimilation.”

Between this approach and Kosambi’s there are close parallels. Kosambi begins his treatise on The Culture and Civilization of Ancient India with the statement that India displays “diversity and unity at the same time.” And he deploys the notion of syncretism in Indian civilization in explicating the absorption of peripheral tribal groups into the mainstream, “their merger into general agrarian society,” in terms of the accommodation of their religious belief systems within the Brahmanic scheme of things. He saw a “process of syncretism” in the absorption of “primitive deities,” a “mechanism of acculturation, a clear give and take,” which allowed “Indian society to be formed out of many diverse and even discordant elements” (chapter 7).

The idea of a syncretism in the construal of India’s civilizational unity was of crucial importance in the nationalist discourse. The absence of the European concept of nationhood in the pre-colonial past, despite the substantial evidence of the existence of an indigenous notion of patriotism at the regional and sometimes also at the supra-regional level, was undeniable. The intellectual response to this perception was the idea of India’s civilizational unity, cutting across and over-riding all diversities.

Shortly before Gandhi wrote famously of India as a civilization, Rabindranath Tagore articulated the idea of syncretism in some less-known essays. “We can see that the aim of Bharatavarsha has always been to establish unity amidst differences, to bring diverse paths to a convergence, and to internalize within her soul the unity within severalty, that is to say to comprehend the inner unity of externally perceptible differences — without eliminating the uniqueness of each element.” Tagore wrote thus and much more in that vein in 1902 in an essay, ‘History of Bharatvarsha,’ which was reproduced many times during the Swadeshi agitation in Bengal from 1905. More prominent in the public mind were of course the pronouncements of the nationalist leadership.

While Kosambi shared this perception, while he underlined the unity within apparent diversity, he went on to make a point that was not often made in the nationalist discourse of civilization. “The modern Indian village gives an unspeakable impression of the grimmest poverty and helplessness,” he writes in 1965 in the book cited earlier (chapter 1). “The surplus taken away from people who live in such misery and degradation nevertheless provided and still provides the material foundation for Indian culture and civilization.” This evaluation was a radical departure from the oft-heard paeans of praise of the civilization.

Another new note struck by Kosambi was that stability of a civilizational unity was secured at the cost of stagnation and subjection to a regime of superstition and primitiveness. In this regard he follows Marx’s tendency of thought and at one point he even quoted Marx on ‘the idiocy’ of rural existence. Kosambi argues that syncretism allowed the admission of many a “primitive local god or goddess” and religious beliefs into the ancient Brahmanic system, along with the merger of different social groups with their own belief-systems and cultures. But he adds: “Brahmanism thus gave some unity to what would have been social fragments without a common bond. The process was of crucial importance in the history of India, first in developing the country from tribe to society and then holding it back, bogged down in the filthy swamp of superstition.”

His notion of the ‘primitive’ and the implicit idea of progression to ‘higher’ stages may be open to question today. In fact that approach is not so pronounced in his earlier essays on this theme, for example Myth and Reality (1962). However, the point for the present is that, contrary to the usual nationalist position with regard to the virtues of syncretism, he was critical of the consequences in terms of the obscurantism that enveloped the Indian mind.

The most famous exposition of the theme of the unifying Indian civilization in Kosambi’s lifetime was Jawaharlal Nehru’s Discovery of India (1946). Nehru commences with the question, “what is this India, apart from her physical and geographical aspects?” (p.36) He goes on to hazard a bold generalisation: in India’s past “disruptive tendencies gave rise immediately to attempts to find a synthesis. Some kind of a dream of unity has occupied the mind of India since the dawn of civilization.” He returns to this theme through the entire work time and again. He ends the book with reflections on the same question: India is “a cultural unity amidst diversity, a bundle of contradictions held together by strong but invisible threads…She is a myth and an idea, a dream and a vision, and yet very real and present and pervasive” (p. 378).

The idea that India was held together by bonds of unity rooted in the past of Indian civilization was not of course new. What was new was its assertion at a time when that unity was threatened by a communal divide that was soon to bring about the Partition of 1947. In the face of the threat, Nehru speaks of a dream of Indian unity. In early 20th century that unity appeared as an undeniable reality to Gandhi or Tagore; to Nehru in 1946 it was a dream, although it was in some ways also a reality. To Kosambi that unity possibly appeared as an enduring fact of history.

But when Kosambi reviewed this book, in Science and Society, he did not comment upon this aspect of it. Actually he found Nehru to be a poor historian so far as ancient India was concerned; he added however that he was “an admirer of the author” and he could see how difficult it was for Nehru, sitting in jail, to get the sources he needed. His critique was directed mainly against Nehru’s failure to attempt class analysis in understanding modern developments in India (Exasperating Essays, 1957). In this regard Kosambi was consistent in that he made class analysis the basis of his analysis of changes and continuities in Indian civilization when he turned to that theme in 1965.

That raises finally another question. What explanatory weight is to be assigned to Kosambi’s Marxian method in our effort to understand and contextualise his approach to the civilizational discourse? In a letter to his old friend Daniel Ingalls, an Indologist at Harvard, he wrote in 1953: “The world is divided into three groups: (1) swearing by Marxism, (2) swearing at Marxism, (3) indifferent, i.e. just swearing…I belong to (1), you and your colleagues to (2).” Perhaps Kosambi’s adherence to Marxism was to its use as a method, not as a source on par with empirical sources of knowledge.

He allowed that in some respects there was a poor fit between Indian history and the classical Marxian scheme. But he consistently used Marx’s method as a tool. Hence his scorn for ‘theological’ tendencies in Marxism. In his Introduction to Exasperating Essays he writes: “Indian Official Marxists hereafter called OM” were often displeased with him but he could not but protest their “theological emphasis on the inviolable sanctity of the current party line, or irrelevant quotations from the classics.” In using Marxist method in his own lights, in his effort to construe the civilization in India, in the convergences and divergences between his approach and the nationalist discourse of civilization, D.D. Kosambi has left much for us to try and understand and evaluate.

    (Dr. Sabyasachi Bhattacharya is Chairman of the Indian Council of Historical Research and a former Professor at Jawaharlal Nehru University. This article is based on his Kosambi Birth Centenary Address at the University of Mumbai.)

Courtesy: The Hindu

The king is gone, long live the kingdom’s old ways

Siddharth Varadarajan

By abandoning the principle of consensus in favour of arithmetical machinations, Nepal’s discredited establishment is betraying the aspirations of the young republic.

When the people of Nepal cast their votes in the elections to the Constituent Assembly in April, they did so not merely in order to abolish the monarchy. What they wanted was an end to the era of manipulated democracy in which political parties and politicians swung this way or that for no reason other than to grab or hold on to power. That is why they delivered a crushing blow to the two establishment parties most associated with this brand of crass parliamentarianism — the Nepali Congress and the Unified Marxists-Leninists. If the voters sealed the fate of the Shah dynasty by choosing candidates who were formally committed to the republic, they also sent a stern message to that lesser Nepali dynasty, the Koiralas, by defeating the daughter and virtually every close relative of its patriarch, Girija Prasad, barring one. As for the UML, there was no better measure of the public’s contempt for its opportunism of the past few years than the defeat handed out to its leader, Madhav Kumar Nepal, from both the constituencies he contested.

By voting in the Maoists as the single largest party, the electorate also sent a clear message that it favoured the new. But voters tempered this message by denying the former rebels an absolute majority of their own. Under the rules of Nepal’s interim constitution as it stood at the time of the election, a two-thirds majority was needed for any major decision, including the election of Prime Minister and President. By giving the Maoists a little more than one-third of the seats in the 601-strong house, the electorate said it wanted the Maoists to keep alive the principle of consensus that had served Nepal’s parties so well in the struggle against the monarchy. And also that it considered the party’s manifesto to be so important to the constitutional development of Nepal that its views could not be ignored by the CA, even if the Old Establishment were to gang up against them.

Sadly for democracy, peace and the immediate future of the young republic, however, this fine balance that the electorate struck has now been cynically subverted by reactionary elements in the NC and the UML.

By stitching together an unprincipled coalition together with the UML and the Madhesi Janadhikar Forum of Upendra Yadav, the NC managed to get one of its leaders, Ram Baran Yadav, a Madhesi politician, elected President. As part of the same bargain, the MJF’s Parmanand Jha was elected Vice-President. In both cases, the Maoist-backed nominees for President and VP — the independent Madhesi activist and intellectual, Rama Raja Prasad Singh, and the independent legislator, Shanta Shrestha, respectively — were defeated.

Sequence of betrayal

Once it was clear that the Maoists had emerged as the largest party in April, the NC and the UML more or less conceded that the party would have the right to lead the new government. At the same time, they kept raising procedural and policy obstacles in the way of the Maoist leader, Prachanda, becoming Prime Minister. In particular, they said the Maoists might never leave power if the two-thirds majority rule were not replaced by a simple majority. Mr. Prachanda warned that such a change would destroy the principle of consensus and bring in the power-play of majority and minority, but his concerns were brushed aside.

Even after amending the interim constitution to allow the President and Prime Minister to be chosen (and removed) by a simple majority, the political stalemate persisted. For the better part of the past two months, the question of who would become the republic’s first President paralysed the entire process of government formation. After initially staking a foolish claim for both the prime ministership and the presidency, the Maoists had quickly backed off from the latter and expressed their willingness to nominate any prominent non-political personality for the job of ceremonial head of state. But this proposal was immediately rejected by the NC, which proposed, instead, that the caretaker Prime Minister, Girija Prasad Koirala, be elevated to President and none else. Given Mr. Koirala’s age and indifferent health, as well as the well-founded fear that he would use the job to create an alternative power centre, the Maoists baulked at his nomination.

With deadlock at that end, the Maoists asked the UML to nominate someone other than Mr. Nepal — whom they judged to be unsuitable given that he lost both the seats he contested in the April elections — for the presidency. This time, it was the UML’s turn to be adamant. The party rejected the Maoist suggestion that its senior leader, Shahana Pradhan, or any woman, Dalit or janajati from its ranks be made President, and insisted instead that it wanted only Mr. Nepal for the job.

Rebuffed by the intransigence of both parties, the Maoists then turned to the fourth-largest formation in the CA, the MJF, with an offer they thought no self-respecting Madhesi group could refuse: the nomination of Rama Raja Prasad Singh as President. The MJF was unhappy with the choice of Mr. Singh but could not afford to openly reject him. So it insisted that one of its members be made Vice-President, something the Maoists were unwilling to accept since they had imagined the top four posts of President, VP, Prime Minister and Speaker would be equitably divided among different sections of the population in such a way that Madhesis, women, Pahadis and janajatis would all feel they had a stake in the new set-up.

As the Maoist agreement with the MJF broke down, the NC and the UML rushed to field their own Madhesi nominees for President. For two months, these parties had refused to come up with any names other than those of their top leaders. But now that it seemed the political stalemate could be broken in such a way as to isolate the Maoists, the two Establishment parties promptly withdrew their insistence on nominating Mr. Koirala or Mr. Nepal. With the MJF on board, a carve-up was effected wherein an NC leader with no credibility in the struggle of Madhesis became President (the UML helpfully withdrew its nominee, Ramprit Paswan), an MJF leader became the Vice-President and the UML’s Subhash Nemwang was chosen to be Speaker of the CA.

At the best of times, such unprincipled politics should have no place in a democracy. What makes the recent drama more sordid is that it is taking place in a country that has just freed itself from the yoke of monarchy and is trying to usher in a constitutional system that would genuinely empower its citizens.

Having demonstrated the viability of their unholy coalition, the NC and the UML are now saying they have no objection to the Maoists forming the government. It is clear, however, that any Maoist-led government would be subject to constant blackmail by the Old Establishment. That is why Mr. Prachanda has said he is still willing to enter and lead the new government but only on the basis of an understanding with all the parties in the CA about the broad policies to be followed and about the new set-up not being destabilised.

The present stalemate presents both an opportunity and a dilemma for the Maoists. By staying out of power and insisting that the Old Establishment run the country as it sees fit, the party will almost certainly ensure an even bigger vote share for itself when elections are next held. But staying out of power will vitiate the constitution writing process and perhaps even fatally imperil it. It will also raise questions about the smooth implementation of the peace process, since any NC-UML led government is unlikely to pursue the promised integration of the Peoples’ Liberation Army with the Nepal Army.

The presence of the MJF in the coalition alongside the NC and the UML will also open up a dangerous frontline. The latter two parties are reluctant federalists who embraced the concept of an inclusive Nepal only because the Maoists placed it squarely on the national agenda. Will they end up appeasing the more extremist elements of the MJF and provoke a backlash of the kind that has already started, thanks to Mr. Parmanand Jha taking his oath of office in Hindi rather than in his constitutionally-recognised mother tongue of Maithili? Or will the Pahadi chauvinists amongst their ranks prevail and push for a polarisation of the polity on ethnic lines?

Though the Maoists have every right to feel betrayed and cheated, they must make one last attempt to foster a consensus. For better or worse, the former rebels are the only party with the ability to manage the contradictions and faultlines which lie at the base of Nepali society. A government that is not led by them will find it hard to negotiate its way through the next 20 months during which the rising and sometimes contradictory aspirations of Nepal’s people must be bound together in the emerging Constitution.

Even at the eleventh hour, it is essential that democratic elements in the NC and the UML put an end to the dangerous course their parties have embarked upon. President Yadav should immediately invite Mr. Prachanda to form a government, swear him in and give him one month to demonstrate he has the support of the CA. Nepal has a unique opportunity to showcase its spirit of republicanism and peace at the SAARC summit in Sri Lanka next week. There can be no better way of doing so than for Kathmandu to be represented by Prime Minister Prachanda.

Courtesy: The Hindu

Indian State enumerates “Development Challenges in Extremist Affected Areas”

Ravi Kumar

[Government of India (2008, April) Development Challenges in Extremist Affected Areas, Report of an expert group to Planning commission, Planning Commission, Government of India, New Delhi]

It may seem surprising that the Indian state and its ruling political elite constituted a committee to study the radical left movement in the country. However, beyond this apparent incongruity, it is essentially a stocktaking exercise in order to design the initiatives for undermining class politics and mass upsurge against the free rule of capital unleashed under neoliberalism.

It is no longer a surprise that we have today a ‘powerful’ voice in the country, categorised as ‘democratic’, ‘pro-people’, ‘progressive’, and ‘secular’, but certainly not pro-working class, which has substituted the class based analysis. The report, which is being discussed here in brief, is also an addition to that burgeoning non-class, pro-people, humane capitalism framework of analysis. In this sense, one may read the report not only in terms of a response to radical left politics, but to any political movement which demands an alternative to capitalism.

The Common Minimum Programme of the United Progressive Alliance, when it came to power in the year 2004 made an effort to portray itself as ‘sympathetic’ to the radical left movement when it expressed its concern for the “the growth of extremist violence and other forms of terrorist activity in different states” and stressed that it was “not merely a law-and-order problem, but a far deeper socio-economic issue” (see the Common Minimum Programme of the United progressive Alliance).

But in due course, as the government supported by the dominant Left steered itself through years, a marked change in the approach of the Indian state was seen. Different agents of capital, such as the Prime Minister of India, belonging to the Congress Party, as well as leader of the right wing Bharatiya Janata Party (BJP), started rejecting radical left politics quite unequivocally as the most significant security problem. L.K. Advani of the BJP said in 2006 that the “communist extremism not only endangers India’s national security and our democratic system, but also our precious cultural and spiritual heritage. The rabidly anti-Hindu propaganda of naxalites must be noted in this context”. The Prime Minister, in 2007, was concerned with the threat to spiritual and cultural heritage from communists but categorised the “Left Wing Extremism” as “probably single biggest security challenge to the Indian state. It continues to be so and we cannot rest in peace until we have eliminated this virus”. He appealed for a well-concerted response to this ‘virus’. He asserted, “we need to cripple the hold of naxalite forces with all the means at our command. This requires improved intelligence gathering capabilities, improved policing capabilities, better coordination between the Centre and the States and better coordination between States and most important, better leadership and firmer resolve. Improving policing capabilities requires better police infrastructure, better training facilities, better equipment and resources and dedicated forces”.

In the background of such a vocal and militant stance of the ruling class against the issue of radical left politics the constitution of committee acquires more interest. In the month of April 2008 a group of “experts” comprising of retired bureaucrats, intellectuals, and “activists”, brought together by the Government of India as an “expert group”, submitted a report to the Planning Commission entitled “Development Challenges in Extremist Affected Areas”. Those who participated are recognised as belonging to the ‘progressive’ fraternity, which possesses a great deal of concern about the issues confronting the Indian masses. And the writers of the report have made at least one significant contribution by suggesting that “…the governments have in practice treated unrest merely as a law and order problem” (p.30) and that it should not be treated as such.

But the report has to deal with this dilemma of being an Expert Group constituted by an oppressive state (which remains silent on the issue of organisation and state patronage to private militias against the left) while ironically the members are also conscious of their ‘progressive tags’. It is from this dilemma the rejection of the political demand of the radical left emerges in the report. It says that “it has to be recognised, however, that no State could agree to a situation of seizure of power through violence when the Constitution provides for change of government through electoral process” (p. 59). Thus, without making an analysis of the politico-ideological basis of the support of such forces the report not only denies such ideologies a legitimate place but also assures the state that there is no alternative to it except that some improvements would make the world a better place. Due to such an orientation the report also fails to reflect on the character of the state as it has been in those areas where the movements are very strong. Its ‘coercive’ form (in Gramscian sense) or the extensive use of the Repressive State Apparatuses (in Althusserian sense) does not figure with prominence.

Rather the report proceeds further with its allegiance to capital, when it writes that “strengthening and reorientation of the law enforcement apparatus is a necessity to ensure justice and peace for the tribal…. The law enforcement machinery in the affected areas would need to be strengthened” and among the many measures they suggest setting up of “additional police stations / outposts in the affected areas; filling up the police vacancies and improving the police-people ratio”; and “sophisticated weapons for the police” (p. 59).

If one looks at the content of the report, it has nothing new to offer in terms of analysis or information. Its ‘sympathetic’ content has already been a part of the public discourse in the country. For instance, it tries to tell us with the help of government statistics and with the help of other works by intellectuals working on Dalits that the condition of Dalits (or Scheduled Castes) and the Scheduled Tribes has been quite dismal. They are poor, socially discriminated and politically powerless. It highlights the issue of displacement due to development projects as well. And the report attributes this to the poor governance among other things. But where is the newness in this, except that it is coming from a Planning Commission report? It is only in this context that the report deserves some amount of commendation.

Reiterating what has already been said by many social scientists the report recognises that “the inequalities between classes, between town and country, and between the upper castes and the underprivileged communities are increasing. That this has potential for tremendous unrest is recognized by all. But somehow policy prescriptions presume otherwise. As the responsibility of the State for providing equal social rights recedes in the sphere of policymaking, we have two worlds of education, two worlds of health, two worlds of transport and two worlds of housing, with a gaping divide in between” (p. 1).

When it comes to talking about the causes of discontent, the report fails to get into the actual reasons or analyses of those causes. By not getting into why inequities become part of a social and economic system, and hence, political as well as cultural systems, the report overall makes an extremely superficial analysis of the situation. Inequity or discrimination that emerges is innate to the order of things in capitalism or where the motivation of the system/capital is towards maximisation of surplus through whatever possible means. Such a system by its very nature would pave way for discontentment of this kind and mobilisation of people in different forms. And that’s why the politico-ideological aim of the movements cannot be rejected flimsily and need to be seen as an intrinsic and indispensable part of the movements. By denying the movements their agency, by stripping them of their political understanding and goals what the report does is that it works towards delegitimising the actual ideological and political aims of an anti-systemic movement.

Nobody disagrees with its arguments such as “the genesis of discontent among Dalits lies in the age-old caste-based social order, which condemns them to a life of deprivation, servility, and indignity” (p.7) or that issues of land and wage are significant determinants which generate frustration and hence motivate people to organise. But it fails to get beyond these obvious reasons and also tends to make generalised and quite isolated conclusions, such as in the context of tribes it says that “apart from poverty and deprivation in general, the causes of the tribal movements are many: the most important among them are absence of self governance, forest policy, excise policy, land related issues, multifaceted forms of exploitation, cultural humiliation and political marginalisation. Land alienation, forced evictions from land, and displacement also added to unrest. Failure to implement protective regulations in Scheduled Areas, absence of credit mechanism leading to dependence on money lenders and consequent loss of land and often even violence by the State functionaries added to the problem” (p. 9). Nobody disagrees with these reasons but there are larger questions which any dialectician would raise such as how far is it possible to remain isolated, insulated, or without any exploitation when the present avatar of capital (i.e., neoliberalism), which determines the development and the character of the system, remains in command of governance. It is not the tragedy of such discourses that they mistakenly do such an analysis forgetting the interrelatedness of things, but it is the ploy of the dominant discourse to further such arguments. And the report quite successfully does so.

At one level, no one doubts its statements that emergence of militant movements “is linked to lack of access to basic resources to sustain livelihood” (p.11). Neither does one discount its argument that “the politics has also been aligned with” the dominant social segment “which constitutes the power structure in rural and urban areas since colonial times. It is this coalition of interests and social background that deeply affect governance at all levels” (p.22). It also rightly argues that “the benefits of this paradigm of development have been disproportionately cornered by the dominant sections at the expense of the poor, who have borne most of the costs” (p.29). But the report pretends innocence when it talks about how the dominant sections of society, i.e., the ruling class, cornered the benefits of the development paradigm. I call it pretentious ‘innocence’ because an analysis of the origins and then the trajectory of development paradigms in India would reveal how, as in other capitalist nations, such paradigms are intrinsically suited to the interests of the ruling classes and capital. The very notion of development is never class neutral, hence the way the benefits of development are “cornered” by certain sections is built-in the very design of the paradigm of development. There is nothing to be shocked about how it operates and what consequences it produces. It is a natural outcome of the rule of capital. The only way out is to oppose it and lay threadbare its dynamics, which the welfarist pangs of the report fails to achieve.

At a more fundamental level, the report seems ill-equipped to even examine the land relations in rural India that have conditioned the nature of rural struggles (including the element of violence). Sitting in the high towers of the state sponsored machinery and seeing the issues and the politics of people through administrative eyes, the bureaucrats and state-aligned intellectuals cannot go beyond perceiving resistances as effects of some laxity in social engineering. They can only lament for the “excesses” and call for playing by the rules. In statements like the following they demonstrate their ignorance of the political economic dynamics of rural society and ensuing conflicts, which could never be bound within the legal administrative framework imposed by the Indian state -

“Equity and law require that all lands of the owners having less than ceiling should be handed back to the owners subject to prevailing laws. Excesses of the Naxalites in this regard are not only unjustified but deserve utmost censure” (p.46).

Let’s look at a scenario in the violence affected Central Bihar’s Arwal district, where the “marginal/small farmers” (characterised by the size of landholdings rather than by land relations) from the Bhumihar caste were among the most vocal members of the militia of the landed, i.e., Ranvir Sena. In such a situation, how does one address the issue of class-ification and hence, drawing of the battle lines. It is not a question of whether the report is right or wrong in making such appeals but it is about the caution that one needs to exercise when analysing movements, which base themselves on class terms and call for radical political transformation.

The report paints a different picture of movements which are overtly political and which demand a change of political power as the only way of weeding out poverty, discrimination and exploitation. It seeks to deny them their actual aims and deprive them of their political orientation. Not only this but what it does is to make suggestions which can minimise the political influence of the radical left in the country through cosmetic humanisation of capitalism. Hence, one need not be surprised when the writers of the report say that “it is evident from the report that, excluding ideological goal of capturing State power through violence, the basic programmes of the Extremists relate to elimination of poverty, deprivation and alienation of the poor and the landless (p. 70). The understanding of class and the role of state as the agent of capital, intrinsic to the left movement (with different shades of debate around the mode of production), has been ignored and hence, capitalism as the enemy escapes our attention as responsible for large scale displacement, deprivation, exploitation and deaths. Inbuilt in this whole exercise is an effort to delegitimise politics of the left as a whole. Like any other safety valve mechanism, it is ultimately an attempt of capitalism in moulding, manipulating and destroying praxis of resistance.

The spectre of socialism for the 21st century

Michael Lebowitz

The following is the keynote address to the annual meeting of the Society for Socialist Studies, Vancouver, June 5, 2008. It was originally titled “Building socialism for the 21st century”. To hear an audio recording of the speech, click HERE.

A spectre is haunting capitalism. It is the spectre of socialism for the 21st century. Increasingly, the characteristics of this spectre are becoming clear, and we are able to see enough to understand what it is not. The only thing that is not clear at this point is whether the spectre is real – i.e., whether it is actually an earthly presence.

Consider what this spectre is not. It is not the belief that by struggling within capitalism for reforms that it is possible to change the nature of capitalism — i.e., that a better capitalism, a third way, can suspend the logic of capital (except momentarily). Nor is it a focus upon electing friendly governments to preside over exploitation, oppression and exclusion — i.e., to support barbarism with a human face. Indeed, this spectre does not accept the premise that you can challenge the logic of capital without understanding it. Very simply, the spectre of socialism for the 21st century is not yesterday’s liberal package — social democracy. Further, this spectre is not a focus upon the industrial working class as the revolutionary subjects of socialism, a privileging whereby all other workers (including those in the growing informal sector) are seen as lesser workers, unproductive workers, indeed lumpenproletariat. Nor does it suggest that those industrial workers by virtue of the difference between their productivity with advanced means of production and their incomes (i.e., the extent of their exploitation) have a greater entitlement to the wealth of society than the poor and excluded.

In the conception of socialism for the 21st century, socialism is not confused with the ownership of the means of production by the state such that (a) it is thought that all that is necessary for socialism is to nationalise and (b) that everything not nationalised is an affront. Indeed, this spectre does not emphasise the development of productive forces without regard for the nature of productive relations (such that gulags, dictatorship and indeed capitalism can all be justified because they develop the productive forces and thereby move you closer to socialism and communism).

Nor, for that matter, does it think of two post-capitalist states, socialism and communism, separated by a Chinese wall; in the concept of socialism for the 21st century, there is no separate socialist principle of “to each according to his contribution’’ which must be honoured. Rather, there is simply the recognition that the development of the new society is a process and that this process necessarily begins on a defective basis — in other words, with defects such as self orientation. Precisely for this reason, this recognition of existing defects, the battle of ideas — an ideological battle against the old world — is central to the concept of socialism for the 21st century.

Finally, socialism for the 21st century is not based upon democracy in the classic sense. By that, I mean that it is not based upon the concept of representative democracy — that institutional form in which rule by the people is transformed into voting periodically for those who will misrule them. All these fall into what I call yesterday’s socialist package.

Marx and the centrality of human development

So, if the spectre of socialism for the 21st century differs from yesterday’s liberal and socialist packages, what is it?

First of all, it is a stress upon the centrality of human development. In this respect, it is a restoration of the focus of 19th century socialists. It is the vision of a society with the goal (according to Saint-Simon) of providing to its members “the greatest possible opportunity for the development of their faculties’’, a goal to which Louis Blanc referred as ensuring that everyone has “the power to develop and exercise his faculties in order to really be free’’ and of a society in which, according to Friedrich Engels, “every member of it can develop and use all his capabilities and powers in complete freedom and without thereby infringing the basic conditions of this society’’. This vision of human development which is central to socialism for the 21st century was unquestionably Marx’s vision (Lebowitz, 2006: 53-60)

The Young Marx envisioned a “rich human being’’ — one who has developed their capacities and capabilities to the point where they are able “to take gratification in a many-sided way’’ — “the rich man profoundly endowed with all the senses’’ (Marx, 1844: 302). “In place of the wealth and poverty of political economy’’, he proposed, “come the rich human being and rich human need’’ (Marx, 1844: 304). But, it was not only a young, romantic, so-called pre-Marxist Marx who spoke so eloquently about rich human beings. In the Grundrisse, Marx returned explicitly to this conception of human wealth — to a rich human being — “as rich as possible in needs, because rich in qualities and relations’’; real wealth, he understood, is the development of human capacity — the “development of the rich individuality which is as all-sided in its production as in its consumption’’ (Marx, 1973: 325).

Could anything be clearer? This is what Marx’s conception of socialism was all about — the creation of a society which removes all obstacles to the full development of human beings. He looked ahead to that society of associated producers, where each individual is able to develop her full potential — i.e., the “absolute working-out of his creative potentialities’’, the “complete working out of the human content’’, the “development of all human powers as such the end in itself’’ (Marx, 1973: 488, 541, 708). In contrast to capitalist society in which we are the means to expand the wealth of capital, Marx in his book Capital pointed to that alternative society, “the inverse situation in which objective wealth is there to satisfy the worker’s own need for development’’ (Marx, 1977: 772).

The workers’ own need for development — there is the spectre, there is the impulse for a new society. In his Critique of the Gotha Programme, Marx projected that in the cooperative society based upon the common ownership of the means of production, the productive forces would have “increased with the all-round development of the individual, and all the springs of co-operative wealth flow more abundantly’’ (Marx, 1875: 24). As he described it in the Communist Manifesto, our goal is “an association, in which the free development of each is the condition for the free development of all’’ (Lebowitz, 2003: 202-5). Our goal, in short, cannot be a society in which some people are able to develop their capabilities and others are not; we are interdependent, we are all members of a human family. Thus our goal must be the full development of all human potential.

`These ideas live today’

There’s more here than a 19th century view. That these ideas live today can be seen very clearly in the Bolivarian Constitution of Venezuela. In its explicit recognition (in Article 299) that the goal of a human society must be that of “ensuring overall human development’’, in the declaration of Article 20 that “everyone has the right to the free development of his or her own personality’’ and the focus of Article 102 upon “developing the creative potential of every human being and the full exercise of his or her personality in a democratic society’’ — this theme of human development pervades the Bolivarian Constitution.

Further, there is something there that you don’t find in the liberal conceptions of human development underlying the UN Human Development Index. This constitution also focuses upon the question of how people develop their capacities and capabilities — i.e., how overall human development occurs. Article 62 of the Bolivarian Constitution declares that participation by people in “forming, carrying out and controlling the management of public affairs is the necessary way of achieving the involvement to ensure their complete development, both individual and collective’’. The necessary way. And, the same emphasis upon a democratic, participatory and protagonistic society is present in the economic sphere, which is why Article 70 stresses “self-management, co-management, cooperatives in all forms’’ and why Article 102’s goal of “developing the creative potential of every human being’’ emphasises “active, conscious and joint participation’’.

This focus upon practice as essential for human development was, of course, Marx’s central insight into how people change. It’s not a matter simply of spending more on education, health and social services. Remember Marx’s early comment on Robert Owen’s conception that what was needed to change people was to change the circumstances in which they exist. Marx (1845) emphatically rejected the idea that we can give people a gift, that if we just change the circumstances in which they exist they will be themselves different people. You are forgetting, he pointed out, that it is human beings who change circumstances. The idea that we can create new circumstances for people and thereby change them, he insisted, in fact divides society into two parts — one part of which is deemed superior to society. It is the same perspective that Paulo Freire (2006: 72) subsequently rejected in his Pedagogy of the Oppressed — the concept that “knowledge is a gift bestowed by those who consider themselves knowledgeable upon those whom they consider to know nothing’’.

In contrast, Marx introduced the concept of revolutionary practice — “the coincidence of the changing of circumstances and of human activity or self-change’’ — the red thread that runs throughout his work. He talked, for example, of how people develop through their own struggles — how this is the only way the working class can “succeed in ridding itself of the muck of ages and become fitted to found society anew’’. And he told workers that they would have to go through as much as 50 years of struggles “not only to bring about a change in society but also to change yourselves, and prepare yourselves for the exercise of political power’’. And, again, after the Paris Commune in 1871, over a quarter of a century after he first began to explore this theme, he commented that workers know “they will have to pass through long struggles, through a series of historical processes, transforming circumstances and men’’ (Lebowitz, 2003: 179-84).

Always the same point — we change ourselves through our activity. This idea of the simultaneous change in circumstances and self-change, however, is not limited to class struggle itself. It is present in all activities of people — i.e., every process of activity has two products — i.e., joint products — the change in circumstances and the change in the actor. This obviously applies in the sphere of production as well. As Marx commented in the Grundrisse, in production “the producers change, too, in that they bring out new qualities in themselves, develop themselves in production, transform themselves, develop new powers and ideas, …new needs and new language’’. Here, indeed, is the essence of the cooperative society based upon common ownership of the means of production — “when the worker cooperates in a planned way with others, he strips off the fetters of his individuality, and develops the capabilities of his species’’.

How far, of course, this is from the idea that what you have to do is build up the productive forces and thereby transform the conditions in which people exist, transforming their being and their consciousness! But what other inferences flow from these principles — the focus upon human development and upon revolutionary practice, that simultaneous changing of circumstances and self-change? Let me suggest that these two principles constitute the “key link’’, the key link we need to grasp (in Lenin’s words) if we are to understand the concept of socialism for the 21st century.

Consider, for example, what this means for the process of production. If people are prevented from using their minds within the workplace but instead follow directions from above, you have what Marx described as the crippling of body and mind, producers who are fragmented, degraded, alienated from “the intellectual potentialities of the labour process’’. There’s no surprise that Marx looked forward to the re-combining of head and hand, the uniting of mental and physical labour — i.e., to a time when the individual worker can call “his own muscles into play under the control of his own brain’’. But, more than a simple combination of mental and manual labour within the sphere of production is needed. Without “intelligent direction of production’’ by workers, without production “under their conscious and planned control’’, workers cannot develop their potential as human beings because their own power becomes a power over them (Marx, 1977: 450, 173).

`Protagonistic’ democracy

What kind of productive relations, then, can provide the conditions for the full development of human capacities? Only those in which there is conscious cooperation among associated producers; only those in which the goal of production is that of the workers themselves. Clearly, though, this requires more than worker-management in individual workplaces. They must be the goals of workers in society, too — workers in their communities.

After all, what is production? It’s not something that occurs only in a factory or in what we traditionally identify as a workplace. When we understand the goal as that of human development, we recognise that production should not be confused with production of specific use-values; rather, as Marx noted, all specific products and activities are mere moments in a process of producing human beings, who are the real result of social production. And, that points to the importance of making each moment a site for the collective decision making and variety of activity that develops human capacities.

Implicit in the emphasis of the concept of socialism for the 21st century upon human development and how that development can occur only through practice is our need to be able to develop through democratic, participatory and protagonistic activity in every aspect of our lives. Through revolutionary practice in our communities, our workplaces and in all our social institutions, we produce ourselves as ‘rich human beings’ — rich in capacities and needs — in contrast to the impoverished and crippled human beings that capitalism produces.

In contrast to the hierarchical capitalist state (which Marx understood as an “engine of class despotism’’) and to the despotism of the capitalist workplace, only a revolutionary democracy can create the conditions in which we can invent ourselves daily as rich human beings. This concept is one of democracy in practice, democracy as practice, democracy as protagonism. Democracy in this sense — protagonistic democracy in the workplace, protagonistic democracy in neighbourhoods, communities, communes — is the democracy of people who are transforming themselves into revolutionary subjects.

How else but through protagonistic democracy in production can we ensure that the process of producing is one which enriches people and expands their capacities rather than crippling and impoverishing them? How else but through protagonistic democracy in society can we ensure that what is produced is what is needed to foster the realisation of our potential?

If there is to be democratic production for the needs of society, however, there is an essential precondition: there cannot be a monopolisation of the products of human labour by individuals, groups or the state. In other words, the precondition is social ownership of the means of production: this is the first side of what President Hugo Chavez of Venezuela has called the “elementary triangle’’ of socialism: (a) social ownership of the means of production, which is a basis for (b) social production organised by workers in order to (c) satisfy communal needs and communal purposes.

Let us consider each element in this particular combination of distribution - production - consumption.

A. Social ownership of the means of production

Social ownership of the means of production is critical because it is the only way to ensure that our communal, social productivity is directed to the free development of all rather than used to satisfy the private goals of capitalists, groups of individuals or state bureaucrats. Social ownership is not, however, the same as state ownership. Social ownership implies a profound democracy — one in which people function as subjects, both as producers and as members of society, in determining the use of the results of our social labour.

B. Production organised by workers

Production organised by workers builds new relations among producers — relations of cooperation and solidarity. As long as workers are prevented from developing their capacities by combining thinking and doing in the workplace, they remain alienated and fragmented human beings whose enjoyment consists in possessing and consuming things. And, if workers don’t make decisions in the workplace and develop their capacities, we can be certain that someone else will. Protagonistic democracy in the workplace is an essential condition for the full development of the producers.

C. Satisfaction of communal needs and purposes

Satisfaction of communal needs and purposes focuses upon the importance of basing our productive activity upon the recognition of our common humanity and our needs as members of the human family. Thus, it stresses the importance of going beyond self-interest to think of our community and society. As long we produce only for our private gain, how do we look at other people? As competitors or as customers — i.e., as enemies or as means to our own ends; thus, we remain alienated, fragmented and crippled. Rather than relating to others through an exchange relation (and, thus, trying to get the best deal possible for ourselves), this third element of the elementary triangle of socialism has as its goal building a relation to others characterised by our unity based upon recognition of difference; through our activity, then, we both build solidarity among people and at the same time produce ourselves differently.

And, this concept of solidarity is central because it is saying that all human beings, all parts of the collective worker, are entitled to draw upon our “communal, social productivity’’. The premise is not at all that we have the individual right to consume things without limit but, rather, that we recognise the centrality of “the worker’s own need for development’’. Further, our claim upon the accumulated fruits of social brain and hand is not based upon exploitation. It is not because you have been exploited that you are entitled to share in the fruits of social labour. Rather, it is because you are a human being in a human society – and because, like all of us, you have the right to the opportunity to develop all your potential.

At the same time as a human being in a human society you also have the obligation to other members of this human family — to make certain that they also have this opportunity, that they too can develop their potential. As a member of this family you are called upon to do your share — a concept also present in the Bolivarian Constitution: Article 135 notes “the obligations which by virtue of solidarity, social responsibility and humanitarian assistance, are incumbent upon individuals according to their abilities’’.

Look at the direction that this key link — human development and the simultaneous changing of circumstance and self-change takes us:

- to democratic decision making in the workplace and the community

- to a focus upon building solidarity and new socialist human beings rather than relying upon exchange relations and material self-interest (which Che Guevara — whose 80th birthday would have been today — warned us leads to a blind alley)

- to a new conception of the state as one which is not over and above civil society (i.e., a state of the Paris Commune-type) — i.e., a state which Marx wrote is our own “living force’’, our own power, rather than a power used against us

- and, for that matter, this key link of human development and revolutionary practice leads us to recognise the need for a political instrument which respects the creative energy and revolutionary practice of masses rather than substitutes its own wisdom. In short, a political instrument which embraces the revolutionary pedagogy of Rosa Luxemburg when she argued: “The working class demands the right to make its mistakes and learn in the dialectic of history. Let us speak plainly. Historically, the errors committed by a truly revolutionary movement are infinitely more fruitful than the infallibility of the cleverest Central Committee.’’

Is the spectre real? Venezuela’s Bolivarian Revolution

The outlines of the spectre, socialism for the 21st century, become increasingly clear. The question remains, however, is the spectre real? Does it have an earthly presence? Especially, since this vision of the spectre draws so much upon the discourse of the Bolivarian Republic of Venezuela, it is important to ask what the reality is there.

Certainly, socialism for the 21st century has been explicitly on the agenda in Venezuela since Chavez’s closing speech at the January 2005 World Social Forum in Porto Alegre, Brazil, when he surprised many people by saying, “We have to re-invent socialism.’’ At that time, Chavez emphasised that “It can’t be the kind of socialism that we saw in the Soviet Union, but it will emerge as we develop new systems that are built on cooperation, not competition.’’ Capitalism has to be transcended, he argued, if we are ever going to end the poverty of the majority of the world. “But we cannot resort to state capitalism, which would be the same perversion of the Soviet Union. We must reclaim socialism as a thesis, a project and a path, but a new type of socialism, a humanist one, which puts humans and not machines or the state ahead of everything.’’

Without question, there has been progress in this direction. Starting in 2004, oil revenues from the newly recaptured state oil company were directed to new missions which have been providing people with basic prerequisites for human development — education, health care, adequate and affordable food. Important steps, too, have been taken to develop each side of the elementary socialist triangle:

A. Social property: There has been an expansion of state property, which can be a threshold to socialist property (because it is possible to direct state property to satisfy social needs). In addition to the expansion of state sectors in oil and basic industry, to last year’s acquisition of strategic sectors such as communications, electric power and the recovery of the dominant position for the state in the heavy oil fields has been added this year so far a major dairy company and most recently the steel company (SIDOR) that had been privatised by a previous government. Further, the offensive against the latifundia has resumed with several land seizures (or “recoveries’’), and new state companies (including joint ventures with state firms from countries such as Iran) have been created to produce means of production like tractors.

B. Social production: While the government has continued to seek ways to encourage worker-management, in particular by supporting cooperatives and recovered factories, this side of the triangle is the least developed so far. In part, this is because of opposition within the state to worker-management in strategic sectors such as oil and energy, and in part because of opposition from traditional trade unions to co-management structures and workers’ councils. What has been happening is a continued search for forms, and the government has moved from exploring cooperatives as the desired form, to EPS, companies of social production (which made commitments to workers and communities), and now to the exploration of the concept of socialist companies. Everyday, I hear of new ideas in this direction. At this point, this aspect is a work in process. However, it does appear that a previous model of 51% state ownership and 49% ownership by a workers’ cooperative is being replaced by focus upon 100% state ownership with workers’ control. Progress in this area, unfortunately, has been held up by the chaos and intense battles between Chavist trade union currents, and that has been a source of incredible frustration for many — including Chavez. In this process, Chavez continues to exhort the working class to play a leadership role. After this year’s takeover of the dairy producer Los Andes, he argued that “workers’ committees must be created, socialist committees, in order to transform the factory from inside. The workers must know what is happening in the company, participate in decision-making in the firm.’’ And, after the decision to nationalise SIDOR, he announced that the government was a government of the working class. At this very point, the nationalisation of SIDOR after major struggles by the steel workers has re-animated the organised working class; and our institute (Centro Internacional Miranda) has organised roundtables between tendencies and currents that would not have been possible several months ago.

C. Production for social needs: Throughout the country, there are many experiments attempting to link producers and consumers directly — especially in the sphere of agricultural products and in local trading with local currencies. To be able to identify social needs, though, continuing social institutions are required; and the most significant advance that has occurred is the development in 2006 of the new communal councils which are able to identify the needs of their communities. These councils are an extraordinary experiment in bringing power to people in their neighbourhoods — creating an institutional form in which they can diagnose their needs collectively and determine the priorities for their communities. Of course, the idea of participatory diagnosis and budgeting is not unique to Venezuela; that is occurring in a number of communities elsewhere (and the most famous example is Porto Alegre in Brazil). But what is unique in Venezuela is the size of the units in question. Communal councils are formed to represent in urban areas 200-400 families (which can be 1000 people) and in rural areas as few as 20 families. It means that the councils are choosing not distant representatives but, rather, their neighbours, people they know well — and not as representatives but as voceros, spokespersons for the ultimate decision-making body, the general assembly (which, of course, meets in the neighbourhood, thus allowing everyone to participate). In the communal councils you have the embryo for a new state from below. And that was recognised explicitly by Chavez last year when he proclaimed “All Power to the Communal Councils’’. Now, of course, the communal councils are small, and the problems of society go well beyond those that can be resolved at the neighbourhood level. That is understood, and Chavez has called the councils themselves the cell of a new socialist state. They are seen as the building blocks — essential because they are allowing people to develop confidence and capacities in dealing with problems they understand. (Observing the sense of pride in these communities is very moving.) However, it is obviously necessary to begin to combine the communal councils into larger associations in order to deal with larger problems. And that is precisely what is happening now with the creation of pilot projects to combine some of the more advanced groups of councils into socialist communes. The process envisioned is very clearly one of trying to build a new state from below.

So, is this spectre of socialism for the 21st century, with its focus upon human development and practice, real? Clearly, it is not just words. There is truly an attempt to make socialism for the 21st century real. But, can it succeed?

Can socialism for the 21st century succeed?

You might wonder, why am I even posing this question — given evidence that the desire is there and knowledge that the great oil revenues available provide the means!

Three years ago, I gave a talk in Venezuela called “Socialism doesn’t drop from the sky’’, which has been very widely circulated in Venezuela (largely because Chavez has talked about it a number of times on television); it is also a chapter in my book, Build it Now: Socialism for the 21st Century. One aspect of the title of that essay refers to the obvious point that socialism obviously is necessarily rooted in particular societies — which is to say that it must be developed in societies with particular histories. To understand the possibilities for success in Venezuela, you have to know something about the nature of that society.

Now, I can’t give you a complete, balanced account of Venezuela in the time left. So, I’ll just stress just some of the characteristics which suggest significant obstacles to building socialism for the 21st century in Venezuela.

When you talk about Venezuela, you have to begin with oil. Not only the effect of oil exports upon the hollowing-out of the economy such that local manufacturing and agriculture effectively disappeared as the result of an exchange rate which made it much cheaper to import everything rather than to produce it domestically. It’s an extreme example of what is called the “Dutch disease’’: despite rich agricultural land, Venezuela was importing 70% of its food. So, massive migration from the countryside to live in the cities, e.g., in the hills surrounding Caracas — 80% of the population is urban, maybe 10% engaged in agriculture. And as for industry, it was largely import processing — processing food, assembling cars and assorted other import-related sectors. Oil production itself doesn’t generate many jobs, so we have to think about unemployment, an informal sector (about 50% of the working class) and poverty — extreme social debt and inequality.

Add to that economic effect, the effect upon state and society. Unlike the classic picture of a state resting upon civil society, upon the social classes, in Venezuela, civil society rests upon the state. Contrary to Engels’ sneers at Tkachev, in Venezuela the state indeed has been suspended in mid-air — or, more precisely, suspended upon an oil geyser. Thus, the state has been the supreme object of desire — or, more precisely, access to the state for the purpose of gaining access to oil rents has been a national preoccupation. And, in this orgy of rent seeking within a poverty-stricken society — a culture of corruption and clientalism, parasitic capitalists who don’t invest, a labour aristocracy with trade union leaders who sell jobs, a party system which functions as an alternating transmission belt for elections and access to state jobs, a state which mostly does not work because it is filled with incompetent sinecurists but, when it does, is completely top-down. These are just a few characteristics worth mentioning.

All of this was present in Venezuela when Chavez was elected in 1998. And, you would have to be truly naïve to think that it disappeared when Chávez came to office. On the contrary, it pervades Chavism — the corruption, the clientalism, the nature of the state, the nature of the party (including the new party – PSUV — currently being built), the gap between the organised working class and the poor in the informal sector — it’s all there! And, you will recognise that it is entirely contrary to everything in the concept of socialism for the 21st century.

Socialism doesn’t drop from the sky. It is necessarily rooted in particular societies. And, these two souls which currently beat in the breast of Venezuela are clearly at war. Chavez often cites [Italian Marxist Antonio] Gramsci about how the old is dying and the new cannot yet be born (although he leaves out the part about how a great many morbid symptoms appear at that time). Precisely because of these two opposed tendencies, when I write about Venezuela, I always stress the internal struggle within Chavism as the main obstacle to the success of the Bolivarian Revolution. Obviously, it is not the only obstacle — there is the existing oligarchy, the latifundists (who are the most reactionary and violent part of the opposition), the existing capitalists in their enclaves of import processing, finance and the media (which has been their main weapon) and, of course, US imperialism. Not only was the US complicit in the 2002 coup which briefly removed Chavez and in the oil lockout and sabotage later that year, but it also funds and trains the opposition, orchestrates the international media blitz against Venezuela (currently with the assistance of magical laptop computers produced by its Colombian clients), and it is in the process of bringing the US navy back to patrol the waters off Venezuela.

Imperialism is no paper tiger. And, clearly, solidarity with the Bolivarian process is essential by those outside the country who value the concepts and developments I have described. However, I stress the internal obstacles to socialism within Chavism — the emerging new capitalists (the “bolibourgeoisie’’), the high officials (both from military and vanguardist traditions — it is difficult to see the distinction) who are opposed to power from below in workplaces and communities (and, thus opposed, in this respect, to human development and revolutionary practice), the party functionaries and nomenklatura. Why do I stress this? Because I consider this the ultimate contradiction of the revolution; and, I think the struggle between this “endogenous right’’ (the right from within) and the masses who have been mobilised is the ultimate conflict which will determine the fate of the Bolivarian Revolution.

Who will win?

Who will win? I have to tell you honestly that I don’t know. My daily mantra in Venezuela is “pessimism of the intellect, optimism of the will’’. I can tell you that Venezuela is no place for a revolutionary who suffers from bipolar disorder. There are the days of depression and despair; there are the days of manic exultation. In the end, it will all depend upon struggle, class struggle, and when it comes to class struggle, there are no guarantees.

But let’s assume a worse-case scenario — that the process in Venezuela degenerates, that it proceeds to demoralise its supporters, is defeated in one way or another by defectors, domestic capitalists, the military or imperialism. Let’s assume, in other words, that this particular earthly manifestation of the spectre of socialism for the 21st century is no more.

What will be left? A spectre — but one with much more substance than Marx and Engels could write about in the Communist Manifesto in the mid-19th century. A spectre — but one which is capable of becoming a material force by grasping the minds of masses. A spectre — but one which is absolutely essential to our survival because of another spectre.

Think about this concept of socialism for the 21st century. About the focus upon human development as the goal, upon a democratic, participatory, protagonistic society as the necessary way for the complete development of people, individually and collectively. Think about the idea of communal councils in which people can collectively decide upon their needs, where they simultaneously change circumstances and themselves. Think about democracy in the workplace, about ending the divide between thinking and doing and being able to draw upon the tacit knowledge of workers to be able to produce better. Think in general about this concept of revolutionary democracy which is central to the concept of socialism for the 21st century.

This is not a concept just for Venezuela or Latin America or for the poor of the South. Why is this not a spectre that can appeal to Canadians in their communities and workplaces? Why is there not the potential for a political instrument here that can focus upon these aspects, that can put forward a vision and that can be a medium for coordinating these struggles from below?

I suggest that this is not just a nice wish — it is a necessity. Because there is another spectre out there — a spectre which is haunting humanity, the spectre of barbarism.

Think about capitalism. Its very essence is the drive to expand capital. The picture is one of capital constantly generating more surplus value in the form of commodities which must be sold, constantly trying to create new needs in order to make real that surplus value in the form of money. That constant generation of new needs, Marx noted already in the mid 19th century, is the basis of the contemporary power of capital.

Thus, a growing circle — a spiral of growing alienated production, growing needs and growing consumption. But how long can that continue? Everyone knows that the high levels of consumption achieved in certain parts of the world cannot be copied in the parts of the world which capital has newly incorporated into the world capitalist economy. Very simply, the Earth cannot sustain this — as we can already see with the clear evidence of global warming and the growing shortages which reflect rising demands for particular products in the new capitalist centers. Sooner or later, that circle will reach its limits. Its ultimate limit is given by the limits of nature, the limits of the Earth to sustain more and more consumption of commodities, more and more consumption of the Earth’s resources.

But well before we reach the ultimate limits of the vicious circle of capitalism, there inevitably will arise the question of who is entitled to command those increasingly limited resources. To whom will go the oil, the metals, the water — all those requirements of modern life? Will it be the currently rich countries of capitalism, those that have been able to develop because others have not? In other words, will they be able to maintain the vast advantages they have in terms of consumption of things and resources — and to use their power to grab the resources located in other countries? Will newly emerging capitalist countries (and, indeed, those not emerging at all) be able to capture a “fair share’’? Will the impoverished producers of the world — producers well aware of the standards of consumption elsewhere as the result of the mass media — accept that they are not entitled to the fruits of civilisation? How will this be resolved?

The spectre of barbarism is haunting humanity. And, what is the alternative to it? Yesterday’s liberalism — social democracy — has never understood the nature of capital and offers, accordingly, only barbarism with a human face. And, yesterday’s socialist package, with its promise of more rapid development of productive forces, its privileging of industrial workers and, its premise of a stage based upon a principle that we all must get in accordance with our contribution — this is no alternative to the crisis humanity faces.

Whatever the ultimate fate of the Bolivarian Revolution of Venezuela, its principal contribution has been to restore hope; it has done this by revealing that there is an alternative to neoliberalism and the logic of capital. The alternative offered by socialism for the 21st century points to the need to understand that, regardless of the luck of our birthplaces or our own past contributions, the accumulated fruits of social brain and hand belong to us all. Internationally, its alternative is ALBA, the Bolivarian Alternative for the Americas, which has created links between Venezuela, Cuba and Bolivia based upon solidarity rather than exchange relations. At the core of the alternative offered by socialism for the 21st century is the idea of building a society based upon relations of solidarity — solidarity between producers, e.g., in formal and informal sectors, solidarity between those of the North and those of the South. At its core is the idea of producing consciously for communal needs and purposes and thereby building a society in which the free development of all is the condition for the free development of each.

So, let me conclude with a point that is completely unoriginal but which, so significantly, is being heard more and more these days: the choice before us is — socialism or barbarism.

Let me add, though, that socialism doesn’t drop from the sky — you have to struggle to make it real.

Michael A. Lebowitz is professor emeritus of economics at Simon Fraser University in Vancouver, Canada, and director of the Centro International Miranda, Caracas, Venezuela.

Bibliography

Freire, Paulo. 2006. Pedagogy of the Oppressed (New York: Continuum).

Lebowitz, Michael A. 2003. Beyond Capital: Marx’s Political Economy of the Working Class (New York: Palgrave Macmillan).

Lebowitz, Michael A. 2006. Build it Now: Socialism for the 21st Century (New York: Monthly Review Press).

Marx, Karl. 1844. Economic and Philosophic Manuscripts of 1844, in Marx and Engels (1975b), Collected Works, Vol. 3.

Marx, Karl. 1845. ‘Theses on Feuerbach’, in Marx and Engels (1976), Collected Works, Vol. 5.

Marx, Karl. 1875. Critique of the Gotha Programme, in Marx and Engels (1962), Selected Works, Vol. II.

Marx, Karl. 1973. Grundrisse (New York: Vintage Books).

Marx, Karl. 1977. Capital, Vol. I (New York: Vintage Books).

Courtesy: Links

Perspectives on the US Financial Crisis

Sam Gindin and Leo Panitch

It is time to take stock. The centrality of the American economy to the capitalist world – which now literally does encompass the whole world – has spread the financial crisis that began in the U.S. housing market around the globe. And the emerging economic recession triggered in the U.S. by that financial crisis now threatens to spread globally as well.

Capitalism has had an incredible run – politically and culturally as well as economically – since the stagflation crisis of the 1970s. The resolution of that crisis required, as economists put it at the time, ‘reducing expectations’ of the kind nurtured by the trade union militancy and welfare state gains of the 1960s. This was accomplished via the defeats suffered by trade unionism and the welfare state since the 1980s at the hands of what might properly be called capitalist militancy. This was accompanied by dramatic technological change, massive industrial restructuring alongside labour market flexibility and the over – all discipline provided by ‘competitiveness.’

That discipline brought with it an enormous increase in economic inequality, the spread of permanent working class insecurity and the subsumption of democratic possibilities to profitable accumulation. But this did not mean capitalism was no longer able to integrate the bulk of the population. On the contrary, this was now achieved through the private pension funds that mobilized workers savings, on the one hand, and through the mortgage and credit markets that loaned them the money to sustain high levels of consumer spending on the other. At the centre of this were the private banking institutions that, after their collapse in the Great Depression, had been nurtured back to health in the postwar decades and then unleashed the explosion of global financial innovation that has defined our era.

The question begged by the current crisis is whether capitalism’s capacity to integrate the mass of people through their incorporation in financial markets has run out of steam. That the fault line should have appeared in ’sub-prime’ mortgage loans to African-Americans is hardly surprising – this has always been the Achilles’ heel of working class incorporation into the American capitalist dream. But an economic earthquake will actually only result if there is a devaluation of working class assets in general through a collapse of housing prices and the stock and bonds in which their retirement savings are invested.

The state and financial crises

We are by no means there yet. The role being played to prevent just this by the Federal Reserve, very much acting as the world central bank in light of the global implications of a U.S. recession, should once and for all dispel the illusion that capitalist markets thrive without state intervention. It was through the types of policies that promoted free capital movements, international property rights and labour market flexibility that the era of free trade and globalization was unleashed. And this era has been kept going as long as it has by the repeated coordinated interventions undertaken by central banks and finance ministries to contain the periodic crises to which such a volatile system of global finance inevitably gives rise.

The Fed has repeatedly poured liquidity into its financial system at the first sign of trouble. The question is whether the capacity of the system to go on integrating ordinary Americans though the expansion of investor and credit markets in this way has reached its limit. This was indeed suggested by the Bush administration’s sudden (non-military) Keynesian turn with a $150 billion fiscal stimulus. However, that fiscal stimulus at the federal level may be undone at the state level, especially with municipal government cutbacks, given their massive dependence on property taxes. The way financial institutions that specialized in selling risk insurance on municipal bonds were enveloped in the credit crisis has further compounded the problem. This indeed brings to mind the extent to which it was municipal governments that were on the front lines of the Great Depression.

But while the U.S. may very well move into a recession, which even when it ends may mark the beginning of a new era of slower growth, this is very different from a Depression. While there is no doubt that mortgages in black communities and for the working poor more generally will be tightened, it seems most likely that banks, competing for markets, will continue to extend credit to working families more generally. we need to remember that the top twenty per cent and their families are extravagant consumers. While growing inequalities are grotesque, the left has consistently underestimated the extent to which the rich can sustain overall spending. The ‘correction’ in the dollar (alongside the strength of U.S. manufacturing in the higher-tech sectors) has already led to offsetting growth in markets abroad; U.S. exports have been growing at double-digit rates over the past few years.

Finally, the U.S. state may revive its capacities for substantive infrastructural spending, if only to stimulate the construction industry now that the housing boom is over. Indeed, even from the perspective of competitiveness and accumulation there is a long-neglected need to rebuild U.S. infrastructure – as the collapsed levies of New Orleans and the collapsed bridges of Minneapolis dramatically showed. The type of state intervention that brought us financial globalization is not well suited to this, but this crisis may finally force some renewal of state capacities in this respect, even within the overall framework of neoliberalism.

Finance and Neoliberalism

There is an understandable tendency on the left to take hope in capitalism’s current dilemmas. The extreme liberalization of finance (and along with it the era of neoliberalism) seems discredited. Finance today appears as no more than high-flying speculation – absurdly wasteful and ultimately not sustainable. U.S. corporations remain profitable, but with the credit crunch, who will buy the goods? Discredited as well, it therefore appears, is the U.S. capacity to keep its own house in order, never mind lead the process of globalization. Yet before we assume that the openings created by this crisis place us on the verge of a matching new oppositional politics, we need a more careful reading of our times. While the new openings provide the space for a new politics, we need to soberly appreciate the problematic link between such openings and a radical response.

To begin with, as immoral and irrational as finance might seem, financialization has been absolutely essential to the making and reproduction of global capitalism. Second, the growing consensus that finance must be re-regulated is hardly an attack on finance or neoliberalism more generally. Rather, it is about the engineering of finance so it can continue to be ‘innovative’ in the service of both itself and non-financial capital. Third, whatever problems the U.S. currently faces, its dominance will not fade because of a crisis in housing or a lower exchange rate; it does us no good to underestimate the staying power of the American capitalist empire.

It is not only finance but capitalism in general that rests on speculation. Behind a new firm or a new product rests the ’speculation’ that it can be sold at a cost and price that generates profit. Behind the distinction between finance and the ‘productive sector’ is therefore something else: the notion that finance speculates in pieces of paper, not in providing goods or real services; it is a parasitic drain on the economy, not a constructive addition to it.

The problem with this line of thinking is that it mistakes what is rational from the perspective of certain moral criteria with what is rational within capitalism. The financial system is necessary to capitalism’s functioning. The discipline finance has imposed in the neoliberal era on particular capitalists and workers has forced an increase in U.S. productivity rates by way of increased exploitation, the more efficient use of each unit of capital, and the reallocation of capital to sectors that are most promising - all from the standpoint of profits, of course.

The penetration by American finance of foreign countries and the inflow of foreign capital into the U.S. has given the U.S. access to global savings, shored up its role as the greatest global consumer and reinforced the U.S. state’s power and options. Especially important, financial markets have come to provide non-financial corporations with mechanisms for managing their risks, and comparing and evaluating diverse investment opportunities in a highly complex global economy. Absent this role, globalization – at least to the extent we have experienced it - would not have been possible. Finally, as emphasized earlier, the ‘democratization’ of American finance has given workers access to finance as savers and debtors, thereby contributing to their integration into, and dependence on, each of capitalism and finance.

This does not mean that the explosion of finance is not a highly contradictory process. Highly volatile financial markets inevitably generate financial crises. Rather, it shifts the question from whether financialization is irrational to whether its contradictions can be managed insofar as the crises can be contained. What working classes do in this context will be crucial to answering this question.

The Dialectics of Regulation

Finance cannot exist without regulation and the U.S. financial sector, even before the latest crisis, was the most heavily regulated of any section of the U.S. economy. In fact, the dynamics of finance cannot be understood apart from how regulation shapes financial competition, how banks and other financial institutions try to escape or reshape that regulation, and the state’s subsequent counter-responses. The current dilemma for American regulatory institutions lies in how to re-regulate finance so as to overcome its costly and dangerous volatility without undermining finance’s needed innovative capacity.

We need to be clear that this is about re-engineering finance to strengthen capital accumulation, not control it in the name of a larger public interest. To place democratic regulation of finance on the agenda would require asking: ‘regulation for what purpose?’ and so would mean going far beyond finance itself. It would mean raising the fundamental question of social control over investment and therefore get to the heart of power in a capitalist society.

In the context of the failed promises of the past quarter century and the current crisis, to see the above issue go completely unmentioned in the Democratic primary debate may not be surprising given the absence of even a trade union campaign around this, but it bespeaks an impoverishment of American politics that in fact goes all the way back to the New Deal. The issue of economic democracy that had been placed on the political agenda alongside the New Deal’s public infrastructure projects was set aside for the remainder of the century after the FDR administration’s self-described ‘grand truce with capital’ in the late 1930s.

It will, therefore, not do to resort to the abstractions and obfuscations of calling for ‘re-regulation’ or a ‘new, new deal.’ It is the undemocratic power of private control over investment that needs to be put on the agenda.

American Empire in Crisis

Four particular aspects of the limited fall-out from the present crisis demand more serious reflection on the left. First, the fact that this crisis surfaced in the context of strong profits and low debt loads in the non-financial sector is important, and this accounts for the limited damage thus far.

Second, it is notable that despite the IMF calling this the most serious banking crisis since the Great Depression, we have not seen a series of banks failures. This is certainly linked to the interventions of the U.S. Fed, but it also speaks to the strength of private U.S. financial institutions. In no other country could such a crisis have unfolded without massive financial bankruptcies.

Third, it is especially worthy of note that no major state saw an opportunity in the crisis to challenge or undermine the American state. Rather, their integration into global capitalism meant that they identified this crisis as their crisis as well. They effectively recognized the U.S. central bank as the world’s central bank and cooperated with it in coordinating internationally repeated provision of liquidity to the banks. As in the previous instances of financial crises during the 1980s and 1990s, this reproduced and extended the American state’s leading role in managing global capitalism.

The fourth, and most important factor is the remarkable ‘imperial flexibility’ the U.S. has by virtue of the weakness of its working class. Had, for example, U.S. workers insisted on higher wages to compensate for rising food and oil prices and the devaluation of their homes and taken advantage of the competitive space offered by a falling dollar, the Fed would have had to cope with the fear of inflation and this might have meant higher rather than lower interest rates. And that could very well have aggravated the crisis and risked a financial meltdown. But rather than the working class demanding more, it in fact showed restraint or, in the case of the autoworkers, accepted the greatest concessions the union has ever made.

The more important question is, therefore, not the economics of crisis but its politics. How will the working class respond to the crisis? If credit continues but becomes more costly; if the loss of private pensions, negotiated health care, and the devaluation of homes force people into having to reduce consumption to shore up their savings; if food and oil prices leave less discretionary spending – if this is the near-term future, will workers rebel? Or will workers once again tighten their belts to preserve what is left from their past gains? And if frustrations are expressed politically, will the politics be limited to a longing for the good-old days before the crisis or before Bush?

Absent what Alan Sears, at the recent Great Lakes Graduate Students Conference at York, called ‘an infrastructure of resistance’, any opposition that does surface is most likely to be localized and contained rather than built on. A coherent alternative is no just a set of economic policy proposals but a political movement that can develop the popular appreciation and capacities for radical democratic control over investment. There should be no illusion that a recession, or even a depression, will necessarily bring the issue of economic democracy back onto the U.S. political agenda. It would require a transformation of American politics to do so – and that, like the current economic crisis, would as well have global implications.

Sam Gindin teaches political economy at York University.
Leo Panitch teaches political economy at York University and is editor of The Socialist Register.

Courtesy: The Bullet

President Chavez and the FARC: State and Revolution

James Petras

When President Hugo Chavez of Venezuela called on the FARC, the Revolutionary Armed Forces of Colombia, to end their armed struggle and declared the ‘guerrilla war is history’, he was following a path taken by many revolutionary leaders in the past.

As far back as the early 1920’s, Lenin urged the nascent Turkish communist to sacrifice their revolutionary independence and to support Attaturk; his successor, Joseph Stalin encouraged the Chinese communists to subordinate their revolutionary movement to the nationalist party led by Chiang Kai Chek. Mao Tse Tung prioritized coalitions in which the Communist Party of Indonesia submitted to the leadership of the nationalist leader General Sukarno.

During the French-Indochinese Peace Agreements in Geneva in 1954, Ho Chi Minh agreed to the division of the country and urged the South Vietnamese communists to end the guerrilla war and work to re-unify the country through electoral means. During the new millennium Fidel Castro stated that ‘armed struggle’ was a thing of the past and that, under present conditions, new forms of political struggle were at the top of the agenda.

Hugo Chavez frequently urged Brazilians leftists to support the social-liberal regime of President Lula da Silva despite his embrace of free market economics at the World Social Forum of 2002. He also called on Latin American social movements to support a number of pro-capitalist regimes in Latin America, despite their defense of foreign investment, bankers and agro-mineral exporters.

These experiences of revolutionary governments calling on their radical co-thinkers to collaborate with non-revolutionary regimes and to submit to their political constraints have generally had disastrous consequences: The Kuo Ming Tang of Chiang Kai Shek turned on the Communist Party and massacred the majority of its workers and drove it into the mountains of the interior. The aboveground, legal Indonesian Communists and their supporters and family members suffered anywhere from 500,000 to 1 million deaths when Sukarno was overthrown in a CIA coup. The South Vietnamese communists who attempted to participate in electoral politics were assassinated or jailed and eventually, their survivors were forced to revert to underground guerrilla struggle.

The reformist electoral regimes which came to power in Latin America have rescued capitalism from the crises of the 1990’s, demobilized the Left and opened the door for the resurgence of the hard right throughout most of the continent.

In the case of Colombia, Venezuela’s President Chavez apparently chose to ignore the FARC’s earlier experience in attempting to shift from armed struggle to electoral politics. Between 1984-89 thousands of FARC guerrillas disarmed and embraced the electoral struggle. They ran candidates, elected congressmen and women and were decimated by the death squads of the Colombian military, paramilitary and private armies of the oligarchy. Over 5,000 militants and leaders were murdered. What is especially striking is that Chavez urgings to join the electoral process takes place under Colombia’s bloodiest and most brutal violator of human rights in recent history.

Why then do radical leaders who themselves led armed struggles, once in office, call on their revolutionary counterparts to abandon guerrilla warfare and engage in electoral processes which have such dubious prospects?

Several kinds of explanations have been put forth at different times to explain what appears to be a political ‘U-turn’.

The Moral Explanation

Some critics of the ‘U-turn’ explain the shift to a ‘moral degeneration’ – the leaders become autocratic, bureaucratic and seek only to consolidate their rule in their own country. This is the common position adopted by the Left Opposition to Stalin’s policies with regard to Russian policy toward the Chinese revolution. Defenders of the ‘U-turn’ in China claimed it resulted from a recognition of ‘changing times’ and ‘objective opportunities’ on a world scale, arguing that the emergence of the ‘world-wide anti-colonial revolution in the aftermath of World War II created a symmetry of purpose between nationalists and communists, which would evolve over time to a non-capitalist state.

That these alliances were fragile, led to regime breakdown and to the emergence of right-wing ‘strong men’ regimes suggests that this line of argument was itself of limited duration. There were and still are numerous variations on these explanation for the political ‘U-turns’ but any structural-historical explanation must come to terms with the difference between a revolutionary movement in the process of coming to power and a revolutionary leadership holding state power.

In the latter case, the revolutionary state must deal with a generally hostile environment, military pressures and interventions, economic boycotts and diplomatic isolation from imperial states and their clients. In this context the revolutionary or radical regime has a continuum of policy choices to enhance its international position, ranging from outright support of overseas radical or opposition movements to attempts to demonstrate moderation, conciliation and accommodation to imperial concerns. Several factors influence the foreign policies of the revolutionary regime. They are likely to pursue a revolutionary policy if:

1. Revolutionary movements are on the upswing and show promise of early success, in either toppling pro-imperial clients or putting in place a progressive or sympathetic government.
2. The revolutionary regime has recently come to power and confronts an imminent military threat to its consolidation, facing an all or nothing situation.
3.The revolutionary regime faces a solid bloc of intransigent opposition led by imperial powers, which show no willingness to negotiate a modus vivendi and are not eager to make any compromises.

In contrast, revolutionary regimes are more likely to downplay or renounce links to revolutionary movements overseas if:

1.There are definite opportunities to pursue diplomatic relations, market, trade and investment agreements with capitalist regimes;
2.The radical movements are on a downslide, losing support or being eclipsed by electoral parties, which promise recognition and improved relations.
3.Internal socio-economic changes within the revolutionary regime evolve toward an accommodation with emerging local or foreign private investors whose future growth is dependent on associating with overseas business elites and dissociation from radical anti-capitalist forces.
In practice, at different time and places, the two polar positions are combined, according to a series of attenuating circumstances. For example, the revolutionary regime may pursue an accommodating position with a large, potentially economically important capitalist regime, while continuing to support revolutionary movements in a smaller, less significant capitalist country.

In other cases, the revolutionary regime may dissociate itself from revolutionary movements, in order to diversify its markets and trade and, at the same time, continue to adopt ‘revolutionary rhetoric’ for domestic consumption and to maintain the allegiance of overseas reformist movements.

Foreign policy, revolutionary or not, is the prerogative of the diplomatic corps, which tends to contain many professionals who have no revolutionary standing and who are holdovers from pre-revolutionary times. Their understanding of foreign policy is to draw on previous ties and relations with their counterparts in the capitalist countries and with the past business elites of their country. Hence, by and large, they are constantly in a ‘negotiating mode’, immune to the internal revolutionary dynamics and look to maximize the greatest number of diplomatic ties and minimize overseas linkages to revolutionary movements which compromise their day-to-day relations with their foreign counterparts.

Government and Party : Solidarity and ‘Interests of State’

It is conceivable to envision a situation in which a revolutionary government pursues a moderate policy of accommodation, while the revolutionary party or parties/movements supporting the government expresses solidarity with overseas revolutionary parties and movements. This presumes that the state and party are mutually supportive but politically and organizationally independent. This dual approach is possible if the political party decides its policies through its own deliberative forums, in consultation with its membership and is not a ‘transmission belt’ of the state and its executive branch.

Unfortunately in the overwhelming number of cases, the party-state tend to merge, leaders of the party and mass social movements take positions in the government and the movements lose their autonomy and become mechanisms to implement state policy. Henceforth the diplomatic maneuvers of the Foreign Office, override the party/movement’s principles of revolutionary solidarity, reducing the latter to inconsequential abstract rhetoric.

While the post-revolutionary state has the responsibility of ensuring the day-to-day security, employment and provision of necessities to its people and therefore must find ways of dealing with existing regimes as they find them, the revolutionary parties and movements have as one of their prime goals the deepening and extension of the revolutionary changes embedded in their programs.

In other words, there is an inevitable tension between ‘reasons of state’ and the ‘revolutionary program’ of the mass movements. With the consolidation of the post-revolutionary state, the dominant tendency of the governing class is to stabilize external relations. This involves two related processes: to limit the revolutionary party to moral support of their overseas counterparts and to dissociate or disown any ties to overseas revolutionary movements. International radical and revolutionary rhetoric remains ritualized for anniversaries of historic victories, heroic revolutionary personalities, denunciations of immediate imperial aggressors; while on a day-to-day basis, all sorts of agreements with capitalist regimes are pursued. To the degree that capitalist countries reach diplomatic, economic and political agreements with revolutionary regimes, the latter recasts their new partners as ‘progressive’, part of a new wave of ‘anti-imperialist’ governments, or as adopting an ‘independent’ position. What is noteworthy of these new re-definitions of capitalist diplomatic/economic partners is that they are not based on any internal structural, class, property changes, nor even any break in relations with imperial countries. The change in political labeling occurs almost exclusively as a result of the country’s foreign relations with the revolutionary regime.
Venezuela: The Paradox of Revolutionary Changes and Conservative Foreign Policy

The Chavez government follows a policy practiced by the great majority of previous revolutionary or radical leaders faced with hostile imperial powers – adopting radical socio-economic policies to weaken internal allies of empire while seeking diplomatic allies externally among reformist and even conservative capitalist regimes. Chavez has backed the neo-liberal Lula regime in Brazil (and urged the popular social movements to do likewise) even as the ex-trade union boss slashed public employee pensions, imposed an IMF stability pact and favored agro-mineral exporters over landless rural workers. Likewise Chavez financially backed the Kirchner regime in Argentina via the purchase of state bonds even as it refused to challenge the illicit privatization of the 1990’s, maintained the socio-economic inequalities of the past, refused to grant legal recognition to the independent trade union confederation CTA. For Chavez, the key issue was Argentina’s opposition to US intervention against Venezuela and opposition to US-promoted integration via ALCA.

Chavez’ foreign policy toward Colombia, the principle US political and military ally in the region has alternated between ‘reconciliation’ and ‘rejection’ depending on the immediate threats to its sovereignty. The points of conflict revolve around several Colombian blatant interventions into Venezuela: In 2006, the Colombian military kidnapped a Venezuelan citizen of Colombian origin who was a FARC foreign affairs representative in downtown Caracas. Prior to that the Venezuelan military captured 130 Colombian armed paramilitary forces in Venezuela less than 100 kilometers from the capital. Following the kidnapping, Venezuela briefly suspended economic relations, but they were renewed shortly after a meeting following an amicable diplomatic meeting between Colombia’s death squad President Uribe and Chavez. Subsequently in 2008, when Chavez attempted to broker a prisoner release and open peace negotiations between the FARC and the Uribe regime, the latter launched a murderous military attack on the FARC’s lead negotiator operating out of Ecuador’s frontier. In the face of Uribe’s defense of his violation of Ecuadorian sovereignty in pursuit of the guerrillas, Chavez was forced to denounce Uribe and mobilize the Venezuelan armed forces and to raise the matter before the Organization of American States. Uribe launched a diplomatic offensive claiming a guerrilla computer, captured in the raid, contained evidence of Chavez ties to the FARC. Subsequently Uribe and Chavez negotiated a temporary settlement on the basis of a half-hearted understanding that Uribe would refrain from future cross-border military attacks. In this context of high military threats and diplomatic tensions, Chavez chose to publicly denounce the FARC, put distance between his government and the revolutionary left and call for its unilateral disarmament to gain diplomatic favor from Colombia, Europe and North America. Clearly Chavez believed that appeasing Uribe would lessen threats to Venezuela’s borders and lessen the chances that Colombia would grant the US use of its border territory as a launching base for an invasion.

Chavez’ decision was deeply influence by the military and political weakening of the FARC over the previous 5 years, the advance of the Colombian military and the calculation that the effectiveness of the FARC as a counter-weight to Uribe was in decline. In this context, Chavez probably considered an immediate diplomatic détente with US-backed Colombia more important that any past solidarity or future tactical recovery of the FARC. In general terms, when revolutionary governments perceive or confront a situation of weakening or defeated revolutionary movements abroad and increasing political threats by imperial powers and their satellites, they are more likely to build diplomatic bridges to centrists or rightist regimes. In order to pursue diplomatic support, the most likely confidence-building measure is to sacrifice any identification with the radical left, including public repudiation of any extra-parliamentary initiatives.

Since the 1990’s economic crises, Cuba has pursued close diplomatic and economic relations with all Latin American states (including Colombia) and has opposed all guerrilla movements and refrained from criticizing center-right regimes, except those which publicly attack Cuba, as happened with US clients such as ex-President Fox of Mexico and his former Foreign Minister, George Castaneda, a notorious mouthpiece of the CIA and Cuban exiles in Miami.

Conclusion

The dilemmas of revolutionary governments revolves around the problem of managing the state, which involves maximizing international economic and diplomatic relations to develop the economy and defending its security in an imperial world order, while living up to its revolutionary ideology and solidarity with popular movements in the capitalist world. The risks of solidarity are lessened when new leftist regimes come to power or popular movements are in the ascent. The risks are greater when the resurgent right is in ascendancy. The dilemma is especially acute because the revolutionary state and the revolutionary party are tightly integrated – and identified as such: The party is led by the President of the State and there is overlap at all levels between government office holders and the party and the latter’s activities reflect the priorities of the government. In the case where there is no independent space between Party and State, diplomatic moves, necessary for everyday policy, undermine the possibility that the Party based in its internal deliberations and principles could act independently in support of their international counterparts. In contrast, the existence of an independent revolutionary party – supportive of the state but with its own internal life – could resolve the dilemma by making overseas class solidarity central to its ‘foreign policy’. By rejecting the role of being a government foreign policy transmission belt, the revolutionary party would operate parallel to the state, conveying their opposition to imperialism and internal class enemies but independent in choosing overseas allies and tactics. Given the different composition of the foreign affairs bureaucracy and diplomatic corps and the radical mass base of a revolutionary party, such a separation of state and movements would reflect the class-political differences inherent between a diplomatic corps developed under previous reactionary regimes and accustomed to conventional modes of operation and newly radicalized popular activists, tested in class struggle and accustomed to exchanging ideas in international forums with overseas revolutionaries.

The risks of diplomatic dependence on unreliable capitalist allies and even riskier fragile temporary accommodations need to be balanced with the gains from solidarity and support from reliable, principled class-based opposition mass parties and movements engaged in extra-parliamentary politics.